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RISK & COMPLIANCE JOURNAL

SEC Charges Trade Coin Club Founder, Promoters in $295 Million Bitcoin Fraud

SEC Charges Trade Coin Club Founder, Promoters in $295 Million Bitcoin Fraud

Mengqi Sun

The regulator alleges the club was a crypto Ponzi scheme that raised bitcoins from investors around the world.

Insurance Broker Subpoenaed by DOJ’s Foreign Bribery Unit

Insurance Broker Subpoenaed by DOJ’s Foreign Bribery Unit

Dylan Tokar

The company, Arthur J. Gallagher, said prosecutors are seeking information related to its insurance business in Ecuador.

The Morning Risk Report

Sports betting, marijuana ballot measures could add pressure on compliance pros, and Tyson Foods CFO arrest adds to governance challenges for the company's board. Also, German authorities search UBS offices in Russian oligarch probe.

IRS Has Opened 20 Russia Sanctions-Related Criminal Probes

IRS Has Opened 20 Russia Sanctions-Related Criminal Probes

Richard Vanderford

The criminal investigation division at the tax-collection agency opened the probes as part of its work with Task Force KleptoCapture and continues to develop new leads, said the unit’s deputy chief.

Société Générale Names New Chief Risk Officer

Société Générale Names New Chief Risk Officer

Mengqi Sun

French bank Société Générale SA promoted a veteran to be its new group chief risk officer, as the bank continues to navigate geopolitical uncertainties in Europe and a possible economic slowdown.

Leidos Discloses Subpoenas Amid Antitrust, Bribery Probes

Leidos Discloses Subpoenas Amid Antitrust, Bribery Probes

Dylan Tokar

Leidos received dual subpoenas in recent months in connection with criminal investigations into potential foreign bribery and antitrust violations.

EU Looks to Follow Tough U.S. Action on Forced Labor

EU Looks to Follow Tough U.S. Action on Forced Labor

Richard Vanderford

European Union officials have proposed a far-reaching ban on the sale of goods made with forced labor, a move that follows tough U.S. action that could spur companies of all sizes to increase scrutiny of their supply chains.

Removing Sanctions on Crypto Mixer Tornado Cash Won’t Be Easy

Removing Sanctions on Crypto Mixer Tornado Cash Won’t Be Easy

Mengqi Sun

Crypto firms and advocacy groups likely face long odds to win their lawsuits aiming to remove crypto mixer Tornado Cash from the Treasury’s sanctions list, where it landed due to money-laundering allegations.

Credit Suisse Names New Compliance Chief Amid Strategic Overhaul

Credit Suisse Names New Compliance Chief Amid Strategic Overhaul

Mengqi Sun

Credit Suisse appointed a former Goldman Sachs compliance executive as its new chief compliance officer, as the Swiss lender looks to move on from a period of scandals, hefty losses and executive turnover.

Medical Company Seeks $50 Million From Glencore Over Congolese Bribe

Medical Company Seeks $50 Million From Glencore Over Congolese Bribe

Dylan Tokar

A company founded by a South African husband and wife to provide medical care for Congolese miners asked a U.S. judge for $50 million in restitution for the harm it said it suffered from a bribery scheme involving Glencore.

Google Agrees to Compliance Reforms in DOJ Settlement

Google Agrees to Compliance Reforms in DOJ Settlement

Richard Vanderford

The tech company will be monitored by a compliance professional after the Justice Department said Google lost data sought in a U.S. investigation.

JPMorgan Strikes Deal to End Former Compliance Employee’s Retaliation Lawsuit

JPMorgan Strikes Deal to End Former Compliance Employee’s Retaliation Lawsuit

Dylan Tokar

The former employee said she was fired for raising concerns about whether the bank had violated the terms of settlements with U.S. agencies.

Democratic Lawmakers Ask Justice Department to Publish Data on Corporate Crime

Democratic Lawmakers Ask Justice Department to Publish Data on Corporate Crime

Dylan Tokar

The letter to Attorney General Merrick Garland comes after a top Justice Department official said data showed a decline in corporate criminal prosecutions.

New Guidelines Could Signal Tougher Approach From Foreign Investment Review Body

New Guidelines Could Signal Tougher Approach From Foreign Investment Review Body

Richard Vanderford

Cfius, the panel that reviews foreign investment in the U.S. for national-security concerns, has its first-ever enforcement guidelines.

Latest News

Gambling, Marijuana and Taxing the Rich on Midterm Ballots

In 37 states, voters weigh in on range of issues from curtailing prison labor to prohibiting voting by noncitizens.96

Tyson Foods CFO Arrest Adds to Governance Challenges for Board

The weekend arrest of Tyson CFO John R. Tyson raises questions about how the controlling family will assess the 32-year-old’s ability to serve as finance chief.18

Follow @WSJRisk

Sign Up for Risk and Compliance Newsletters & Alerts

German Authorities Search UBS Offices in Russian Oligarch Probe

Supreme Court Weighs State Court’s Jurisdiction Over Company

EU to Further Probe Microsoft’s Deal for Activision

Supreme Court Hears Challenges to FTC and SEC In-House Courts

Justice Department Seizes Bitcoin Once Worth $3.36 Billion

Job Postings With Broad Pay Ranges Leave Applicants Guessing in NYC

Corporate Executives Call for Action-Based Approach at COP27

Companies Look for Ways to Bring New Directors Up to Speed Quickly

Reported Ransomware Incidents, Costs Soared in 2021, Treasury Says

Crypto Firms, Executives Step Up Campaign Donations, Lobbying Ahead of Midterms

Deutsche Bank Faces Threat of Fines Over Money-Laundering Controls

Ex-MoviePass Executives Are Charged With Securities Fraud

FEATURED STORIES

Banks Start Using Information-Sharing Tools to Detect Financial Crime5 min read

SEC Climate Disclosure Proposal Looms as Litigation Risk4 min read

Once a Money-Laundering Risk, Latvia Looks to Rebuild Reputation in Face of Russia Sanctions5 min read

SANCTIONS

U.S. Promises Stepped-Up Enforcement of Sensitive-Technology Restrictions4 min read

Treasury to Extend Sanctions Carve-Out for Russian Energy Payments2 min read

Russian Kleptocrats of Particular Concern to U.S. Treasury2 min read

NEW RULES

FATF to Evaluate Countries Anti-Money-Laundering Systems More Frequently3 min read

Regulatory Uncertainty Is a Barrier for Wider Bitcoin Adoption3 min read

Justice Department to Step Up Focus on White-Collar Crime Victims3 min read

  • Coupa CIO Eric Tan: ‘Crisis Is an Opportunity to Invest’

    Amid today’s economic, political, and social uncertainty, there’s more scrutiny on IT spending but also new tech-enabled options for driving growth, Coupa CIO Eric Tan says.

  • Integrated ERM and the Audit Committee: Questions to Consider

    In today’s complex, layered risk environment, an integrated approach to enterprise risk management supported by predictive analytics and scenario planning can be an important advantage, especially at a time of heightened ESG reporting requirements.

  • Tech Companies Can Build Trust With Compliance by Design

    A burgeoning concept that invites compliance to work with engineering and product development can create a path to compliance risk mitigation while strengthening client trust.

CONTENT FROM OUR SPONSOR:DELOITTE

The Wall Street Journal news department was not involved in the creation of this content.

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